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01-25-2008, 01:53 PM
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#1 |
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Junior Member
Last Online:
01-25-2008 01:55 PM Join Date: Jan 2008
Posts: 1
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Note Finders License Requirement with SEC
A note finder is one that finds holders of owner-financed promissory notes receiving monthly payments and matches the holder with a buyer who pays the holder lump sum cash for the cash value of the note. The note finder represents neither the seller/holder nor the buyer of the note, but receives a finders fee for the "match up". Is the Note Finder required to hold a license by the SEC or any other government agency?
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01-27-2008, 11:55 AM
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#2 |
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Top Level Member
Last Online:
07-03-2008 01:44 PM Join Date: Mar 2007
Posts: 434
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Re: Note Finders License Requirement with SEC
You may want to give them a call as well as call your state securities regulators.
They will guide you to any state or fed laws--don't see anything about that here in the database on the Forum yet... |
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